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Compliance Manager (Closed)

Date Posted: 10/20/2020

Job #1577643
Houston, Texas

Compliance Manager up to $110K

Lucas Group has partnered with a growing financial institution to conduct a search for a Compliance Manager. The ideal candidate will have 6+ years’ progressive work experience in banking compliance. This visible position offers an amazing opportunity to be part of the executive team of an entrepreneurial, growing, well-funded financial institution with competitive benefits.

This position will entertain a competitive range of compensation including base salary and competitive benefits.


Experience Requirements:

  • 6+ years of compliance/regulatory experience
  • Extensive knowledge in banking compliance, OCC, credit unions regulations at the State and Federal Level
  • Bachelor's in Finance, Accounting, Management, Economics, or related field
  • This position requires a high degree of initiative, discretion, and judgment. Incumbent applies advanced knowledge of overall bank operations to work performed.  

Responsibilities include:

  • Responsible for the bank’s overall compliance program, which involves managing the bank’s compliance program; monitoring the bank’s compliance with banking regulations and laws; responding to inquiries about the bank’s compliance policy in relation to loans, deposits, and customer service
  • Serves as the bank’s Bank Secrecy Act Officer and administers program to ensure the bank and employees are in compliance with BSA.
  • Coordinates bank’s internal and external compliance audits as well as the OCC review and, with management, responds to audit and review findings.
  • Performs other duties as assigned by President & CEO and Board of Directors.


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